1-The status of a security is indicated in the screen market by price. „P‟ indicates that the security is in the _____________ & „S‟ indicates that the security is_____________.
A. Pre-open phase, suspended.
B. Purchased, sold.
C. Profit, special.
D. Purchased, special term order
2-Who settles the trades executed at NSE?
A. NSDL
B. Clearing members
C. SEBI
D. NSCCL
3-In the current scenario, which system is followed for settlement of cash market transaction?
A. T+1
B. T+5
C. T+2
D. T day
4-.Who provides for electronic transfer of securities in the stock market?
A. RBI
B. Depositories
C. Clearing Agencies
D. SEBI
5-Name the depository from the list given below.
A. NSE
B. NSCCL
C. NSDL
D. RBI
6-Who moves the securities available in the account of the members to the NSCCL?
A. Clearing banks
B. Custodians
C. Clearing members
D. Depositories
7-Which agency links Clearing Members & NSCCL for funds settlement?
A. Clearing Banks
B. Depositories
C.Clearing members
D.NSE
8-The Board shall take into account for considering the grant of a certificate for all matters relating /dealing in securities & in particular the following , namely, whether the stock broker:
A. Is eligible to be admitted as a member of a stock exchange
B. Has the necessary infrastructure like adequate office space, manpower etc.
C. Is subjected to disciplinary proceedings under the rules, regulations & bye-laws of a stock exchange with respect to his business as a stock-broker
D. All of the above
9-An applicant, whose registration certificate has been refused by the Board, may reapply within a period of _________ from the date of receipt of such intimation, to the board for reconsideration of its decision.
A. 30 days
B. one month
C. 15 days
D. 6 months
10-Name the special category of members admitted by NSCCL as clearing members.
A. Supporting clearing member
B. Custodians
C. Registered clearing member
D. Professional clearing member
